Thomas Laws Group helps customers who have been victimized by stockbroker misconduct. Our firm provides a team of attorneys, experts and consultants with vast experience in the securities and commodities industries. Since 1991 we have represented over 2000 clients nationwide to recover their investment losses.
We also represent brokers at FINRA in employment disputes, promissory notes, disciplinary actions, discrimination, defamation, U?5 issues, wrongful termination, and more.
Thomas Law Group has represented individual investors and brokers in securities arbitrations at Financial Industry Regulatory Authority (FINRA), American Arbitration Association (AAA), the National Futures Association (NFA), the Commodity Futures Trading Commission (CFTC) and in Superior and Federal courts.
Total Offices: 2
Total Attorneys: 3
Locations | No. of Attorneys |
---|---|
Carlsbad, | 3 |
Practice Areas | No. of Attorneys |
---|---|
Corporate - General | 4 |
Corporate - Securities and Capital Markets | 3 |
Transportation | 2 |
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