Investment Funds Regulatory Associate

A law firm seeks an experienced associate to join its Regulatory Solutions team within the Investment Funds practice group in New York. This is a unique opportunity for a motivated attorney with expertise in the representation of registered and exempt investment advisers, as well as private U.S. and offshore investment funds. The successful candidate will work on cutting-edge regulatory matters, providing strategic guidance to fund sponsors and clients on compliance and operational issues.

Duties:

• Advise fund sponsors on the formation and operation of investment funds, including drafting and reviewing key documents such as private placement memoranda (PPM) and limited partner agreements (LPA).
• Provide regulatory guidance and ensure compliance with the Investment Advisers Act of 1940.
• Review offering materials, organizational documents, and agreements to ensure legal compliance.
• Prepare annual filings for submission to the SEC and respond to SEC examinations.
• Research and prepare detailed memoranda on the regulation and operation of private investment funds.
• Counsel clients on regulatory changes and compliance best practices within the investment funds industry.
• Assist with the negotiation and structuring of fund documentation and other related agreements.
• Support clients with ongoing compliance issues and resolve complex regulatory concerns.
• Work closely with other members of the team to deliver innovative solutions for clients in the investment management space.

Requirements:

• 1-5 years of experience in the Investment Management practice group at a global law firm.
• Extensive experience advising on the formation and operation of investment funds.
• Knowledge of key documents such as PPMs and LPAs.
• Strong understanding of regulatory frameworks, particularly the Investment Advisers Act of 1940.
• Experience preparing and filing reports with the SEC, including annual filings and responding to examinations.
• Solid research skills and ability to produce detailed, well-reasoned memoranda on complex regulatory matters.
• Strong communication skills and ability to articulate complex regulatory issues clearly to clients.
• Proven ability to manage multiple tasks and meet deadlines in a fast-paced environment.

Education:

• Juris Doctor (JD) or Master of Laws (LL.M.), or foreign equivalent.
• Strong academic credentials and law school performance.

Certifications:

• Admission to the New York State Bar or eligibility to obtain admission promptly.

Skills:

• Expertise in investment fund formation, operation, and regulatory compliance.
• Strong research and analytical abilities.
• Ability to draft and review complex legal documents related to investment funds.
• Experience with SEC filings and regulatory compliance issues.
• Excellent written and verbal communication skills.
• Ability to work collaboratively within a team and provide guidance to clients.

Benefits:

• Comprehensive health, dental, and vision insurance.
• Retirement plans with employer contributions.
• Generous paid time off and holiday leave.
• Opportunities for professional development and growth within the firm.
• Flexible work arrangements to help maintain a healthy work-life balance.

This New York law firm has practice areas that are grouped into six broad categories: bankruptcy, intellectual property, interdisciplinary, litigation, tax & planning and transactional. They have offices located throughout the world and pride themselves on their ability to obtain cost-effective results in complicated litigation, intellectual property and transactional matters. This firm has a stellar reputation as trial lawyers and has represented many major national and international clients. This firms strength and reputation is built upon their strong foundation of ingenuity and leadership. They offer market salaries and have a comfortable work atmosphere.