Corporate Securities Associate Attorney

A law firm in New York City, NY is seeking a Corporate Securities Associate Attorney with a specialized focus on securities matters. The ideal candidate will be proficient in ’34 Act compliance, ’33 Act securities work, and capital markets transactions. This position requires significant experience in handling public and private offerings of equity, debt, and other securities, as well as expertise in corporate governance, exchange listing requirements, and regulatory compliance. The successful candidate will be self-motivated, confident, and a personable team player with excellent professional and academic credentials.

Duties:

• Lead and manage compliance for ’34 Act and ’33 Act securities matters, including regulatory filings and disclosures.
• Oversee capital markets transactions, including public and private offerings of equity, debt, and other securities.
• Provide expert legal advice on corporate governance issues and ensure compliance with exchange listing requirements.
• Address and provide strategic guidance on securities regulations, including Rule 144, Section 13, and Section 16.
• Counsel clients on executive compensation matters and related legal issues.
• Draft, review, and negotiate legal documents such as registration statements, prospectuses, and other securities-related filings.
• Collaborate with clients, internal teams, and stakeholders to develop and implement effective legal strategies.
• Monitor and interpret changes in securities laws and regulations to provide accurate and timely legal advice.

Requirements:

• Minimum of 3 years of experience in corporate securities law, with a focus on securities compliance and capital markets transactions.
• Demonstrated expertise in handling public and private offerings of equity, debt, and other securities.
• Strong knowledge of corporate governance, exchange listing requirements, and securities regulations (Rule 144, Section 13, Section 16).
• Familiarity with executive compensation issues and related legal matters.
• Self-motivated, confident, and personable with excellent teamwork skills.
• Outstanding professional and academic credentials.
• Admission to practice law in the state of New York.

Education:

• Juris Doctor (JD) from an accredited law school.

Certifications:

• Admission to practice law in the state of New York.

Skills:

• In-depth understanding of securities laws and regulations.
• Proven ability to manage complex capital markets transactions and compliance matters.
• Excellent drafting, negotiation, and communication skills.
• Strong analytical and problem-solving abilities.
• Ability to work independently as well as collaboratively with a team.
• Detail-oriented with effective organizational skills.
• Capacity to stay current with evolving securities regulations and market trends.

Benefits:

• Medical, dental, and vision insurance.
• Life, accident, and disability insurance plans.
• 401(k) retirement benefits.
• Commuter benefits.
• Well-being programs.

Providing a full range of legal and advocacy services across a broad spectrum of industries, this law firm has offices throughout the U.S. and Shanghai. The firm has extensive experience in advising Asia-based businesses with various business-related matters. Founded over seven decades ago, the firm offers innovative solutions to clients' needs through the knowledge and skills of the attorneys and professionals of diverse backgrounds. The firm provides strategic recruiting and mentoring, networking opportunities, career development, and advancement programs. Providing a flexible and supportive environment where everyone can do their best work, the firm rewards employees not only for professional achievements but also for personal contributions to teamwork environment and cooperation among their colleagues. The firm is active in supporting local communities and providing pro-bono service. The firm and attorneys have numerous recognitions and awards for significant industry knowledge and experience and contributions to communities.