Capital Markets/Fintech/Securities Associate Attorney

Job Overview:

A law firm in Palo Alto, CA, seeks a highly skilled Capital Markets/Fintech/Securities Associate Attorney with 3-5 years of experience. The ideal candidate will have a robust understanding of U.S. securities laws, hands-on experience with equity and debt capital markets transactions, and a strong interest in cutting-edge FinTech work. This role demands a candidate with a strong achievement drive, exceptional academic credentials, and superior client management skills.

Duties:

• Advise clients on public and private company equity and debt capital markets transactions.
• Counsel public and private companies on SEC reporting, financings, and general corporate matters.
• Guide regulatory compliance and corporate governance.
• Handle complex transactions and regulatory issues related to capital markets.
• Engage with clients on FinTech-related legal matters and emerging technologies.
• Develop and implement strategic legal solutions for clients in the FinTech sector.
• Manage multiple client matters efficiently while maintaining high-quality standards.
• Stay updated on industry trends, regulatory changes, and best practices in capital markets and FinTech.

Requirements:

• 3-5 years of relevant experience in capital markets, securities law, or FinTech.
• Familiarity with U.S. securities laws and regulations.
• Proven experience advising on equity and debt capital markets transactions.
• Experience with SEC reporting and general corporate matters.
• Strong interest and experience in FinTech-related legal issues.
• Demonstrated achievement drive and high performance in prior roles.
• Exceptional client management skills and ability to develop strong client relationships.

Education:

• Juris Doctorate (JD) from an accredited law school.

Certifications:

• Licensed to practice law in California.

Skills:

• In-depth knowledge of U.S. securities laws and capital markets regulations.
• Expertise in advising on equity and debt transactions and SEC reporting.
• Strong analytical and problem-solving skills.
• Excellent written and verbal communication skills.
• Ability to manage complex transactions and regulatory matters effectively.
• Proven track record of working with clients in the FinTech sector.
• Strong academic credentials and a demonstrated commitment to legal excellence.

Preferred:

• Relevant experience from an AmLaw 50 firm.

Lauded as an excellent firm for which to work, this firm has been cited as a top firm for minority and diversity hiring. In the same vein, the firm is praised for its open culture and the wonderful individuals who make it up. Throughout its history, the firm has featured excellent real estate, business, litigation, tax, and employment practices, with the latter being an especially strong suit. With its origins in Los Angeles, the firm has offices across the world and industry-leading clients from over 80 countries, but has not lost its open and friendly culture.