Mid-level Securities, Regulatory and Enforcement Associate Attorney

Job Overview

A prestigious law firm is seeking a mid-level associate attorney to join its White Collar, Investigations, and Government Enforcement practice group. The focus will be on securities, regulatory, and enforcement matters. The ideal candidate will possess a strong background in securities law and experience with securities litigation and regulatory compliance.

Location

• Boston, MA

Duties

• Advise clients on securities laws, focusing on key statutes and regulations.
• Manage securities litigation cases, defense of enforcement actions, and ensure regulatory compliance.
• Handle inquiries and investigations from regulatory bodies, including the SEC, DOJ, CFTC, State Attorneys General, State Securities Divisions, and FINRA.
• Provide counsel on disclosures, insider trading policies, and broker registration requirements.
• Represent publicly traded companies, brokers, and investment advisors on various securities-related matters.
• Conduct research, draft legal documents, and provide strategic recommendations for securities law cases.
• Collaborate with team members, clients, and third parties to coordinate successful case outcomes.
• Prepare and manage client deliverables and maintain positive client relationships.

Requirements

• 3-5 years of experience in securities law, particularly within a law firm or regulatory agency.
• Proven background in securities litigation and regulatory enforcement.
• Experience handling matters related to SEC, DOJ, CFTC, and FINRA investigations.
• Strong analytical, research, and writing skills.
• Excellent business judgment and attention to detail.
• Demonstrated ability to communicate complex legal issues clearly to clients.
• Capable of working both collaboratively and independently.

Education

• Juris Doctor (JD) degree from an accredited law school.

Certifications

• Licensed to practice law in the State of Massachusetts.

Skills

• Proficiency in securities regulations and enforcement procedures.
• Strong organizational and project management abilities.
• Excellent written and verbal communication skills.
• Effective problem-solving and conceptual thinking.
• Ability to influence and persuade through effective communication.
• High level of initiative and ability to work under pressure.

Benefits

• Comprehensive benefits package, including:
• • Medical, dental, and vision insurance.
  • 401(k) retirement plan.
  • Short-term and long-term disability insurance.
  • Life insurance.
  • Paid time off and holidays.
  • Discretionary bonuses.
• Equal opportunity employer committed to diversity and inclusion.

This Amlaw firm is best known for allowing its associates to find a balanced work load that best suites them. As a result, the company operates with an entrepreneurial culture, offers flexible face-time, and values diversity and a work space inclusive of everyone. This firm is also one that values pro-bono work?encouraging their associates to gain real-life experience and take charge of their own opportunities and success.