Corporate Securities Associate Attorney

A law firm in Irvine, CA is seeking a Corporate Securities Associate Attorney to focus on securities law matters. The ideal candidate will have substantial experience with ’34 Act and ’33 Act compliance, capital markets transactions, and corporate governance issues. This role involves managing public and private securities offerings, navigating exchange listing requirements, and addressing regulatory issues such as Rule 144, Section 13, and Section 16. The successful candidate will be self-motivated, confident, and a collaborative team player with excellent professional and academic credentials.

Duties:

• Lead and manage compliance with ’34 Act and ’33 Act securities regulations, including preparation and filing of required disclosures.
• Oversee and facilitate capital markets transactions, including public and private offerings of equity, debt, and other securities.
• Provide expert legal counsel on corporate governance matters, ensuring compliance with exchange listing requirements.
• Advise clients on securities regulations, including Rule 144, Section 13, and Section 16, and provide strategic guidance on compliance.
• Handle executive compensation issues and offer legal advice related to compensation plans.
• Draft, review, and negotiate securities-related documents, including registration statements, prospectuses, and other filings.
• Work closely with clients, internal teams, and stakeholders to develop and implement effective legal strategies.
• Stay abreast of changes in securities laws and regulations to provide accurate and timely legal advice.

Requirements:

• Minimum of 3 years of experience in corporate securities law, focusing on securities compliance and capital markets transactions.
• Proven experience with public and private offerings of equity, debt, and other securities.
• In-depth knowledge of corporate governance, exchange listing requirements, and securities regulations (Rule 144, Section 13, Section 16).
• Familiarity with executive compensation issues and related legal matters.
• Self-motivated, confident, and a personable team player with strong professional and academic credentials.
• Admission to practice law in the state of California.

Education:

• Juris Doctor (JD) from an accredited law school.

Certifications:

• Admission to practice law in the state of California.

Skills:

• Deep understanding of securities laws and regulations.
• Extensive experience managing complex capital markets transactions and compliance issues.
• Excellent drafting, negotiation, and communication skills.
• Strong analytical and problem-solving abilities.
• Ability to work independently and as part of a team.
• Detail-oriented with strong organizational skills.
• Capacity to stay updated with evolving securities regulations and market trends.

Benefits:

• Medical, dental, and vision insurance.
• Life, accident, and disability insurance plans.
• 401(k) retirement benefits.
• Commuter benefits.
• Well-being programs.

Providing a full range of legal and advocacy services across a broad spectrum of industries, this law firm has offices throughout the U.S. and Shanghai. The firm has extensive experience in advising Asia-based businesses with various business-related matters. Founded over seven decades ago, the firm offers innovative solutions to clients' needs through the knowledge and skills of the attorneys and professionals of diverse backgrounds. The firm provides strategic recruiting and mentoring, networking opportunities, career development, and advancement programs. Providing a flexible and supportive environment where everyone can do their best work, the firm rewards employees not only for professional achievements but also for personal contributions to teamwork environment and cooperation among their colleagues. The firm is active in supporting local communities and providing pro-bono service. The firm and attorneys have numerous recognitions and awards for significant industry knowledge and experience and contributions to communities.