Senior Corporate Securities Associate Attorney

A law firm in New York City, NY, is seeking a Senior Corporate Securities Associate Attorney or Counsel to join their team. The ideal candidate will possess extensive experience in securities law, corporate governance, and compliance, with a strong understanding of public company regulations. This role demands a minimum of 6 years of in-depth experience in handling securities offerings and corporate governance matters.

Duties:

• Provide expert legal advice on compliance with public company rules and regulations, including the Securities Act of 1933 and the Securities Exchange Act of 1934.
• Oversee and manage public and private offerings of securities, including drafting and reviewing registration statements and offering documents.
• Ensure adherence to national securities exchange listing rules and requirements.
• Prepare and file periodic reports on Forms 10-K, 10-Q, and 8-K, ensuring accuracy and timeliness.
• Draft and review proxy statements for annual and special shareholder meetings.
• Manage Section 16 Reporting, including Forms 3, 4, and 5, ensuring compliance with reporting obligations.
• Provide guidance on general corporate governance matters, including drafting board resolutions, corporate policies, press releases, and other governance documents.
• Offer legal counsel on broker-dealer, FINRA, investment adviser, and fund formation issues as needed.
• Represent clients in regulatory investigations, enforcement actions, and compliance audits.
• Collaborate with other legal professionals within the firm to deliver comprehensive legal services.

Requirements:

• Minimum of 6 years of in-depth experience in corporate securities law and corporate governance.
• Strong knowledge of the Securities Act of 1933, the Securities Exchange Act of 1934, and related regulations.
• Experience with public and private securities offerings and familiarity with national securities exchange listing rules.
• Proficiency in preparing and filing Forms 10-K, 10-Q, and 8-K, and drafting proxy statements.
• Expertise in Section 16 Reporting, including Forms 3, 4, and 5.
• General corporate governance experience, including drafting resolutions and policies.
• Broker-dealer, FINRA, investment adviser, or fund formation experience is a plus.
• Bar admission required for the jurisdiction of practice.

Education:

• Juris Doctor (JD) degree from an accredited law school.

Certifications:

• Bar admission required for the jurisdiction of practice.

Skills:

• Extensive knowledge of securities law and corporate governance.
• Strong analytical and problem-solving skills.
• Excellent drafting, legal writing, and communication abilities.
• Proven ability to manage multiple projects and meet deadlines.
• Proficiency in legal research and regulatory compliance.
• Strong interpersonal skills and the ability to work effectively in a collaborative environment.

Job Location:

• New York City, NY

Benefits Offered:

• Competitive salary with performance-based bonuses.
• Comprehensive benefits package, including medical, dental, and vision insurance.
• 401(k) plan with employer contributions.
• Opportunities for professional development and career advancement.
• Dynamic and supportive work environment.

A regional powerhouse firm with strong political history, this firm is regarded as the 15th Best Law Firm in the Mid-Atlantic. Associates value the work/life balance, the people, and the commitment to associate developments. The firm allows associates to work flexible hours while remaining omitted professionals. The firm?s focus is client and industry development, as well as collaborative culture, where each attorney ahs pledged to provide at least 25 hours of pro bono work. Compensation at this firm is competitive with peer firms in the region.