Mid-/Senior-level Investment Funds Associate Attorney

A law firm located in New York City, NY, is seeking a Mid-/Senior-level Investment Funds Associate Attorney with over 4 years of experience in Investment Company Act and Investment Advisers Act matters. The ideal candidate will have substantial experience supporting closed-end funds (such as tender offer funds, interval funds, and/or business development companies) and experience with open-end funds and/or ETFs is a plus. The role requires excellent academic credentials, strong writing skills, and effective interpersonal skills.

Duties:

• Provide legal counsel and support on matters related to the Investment Company Act and Investment Advisers Act.
• Advise clients on regulatory compliance and structuring for closed-end funds, including tender offer funds, interval funds, and business development companies.
• Assist with legal and regulatory issues related to open-end funds and ETFs, if applicable.
• Draft and review fund formation documents, regulatory filings, and other legal documents.
• Conduct legal research and provide strategic advice on investment funds and related regulatory matters.
• Collaborate with clients, regulatory agencies, and internal teams to address legal issues and ensure compliance.
• Manage complex legal projects and cases, ensuring timely and effective resolution of issues.
• Stay abreast of developments in investment fund regulations and industry trends.

Requirements:

• Juris Doctor (JD) degree from an accredited law school.
• At least 4 years of experience in investment funds law, specifically related to the Investment Company Act and Investment Advisers Act.
• Experience supporting closed-end funds (e.g., tender offer funds, interval funds, and/or business development companies) is required.
• Experience with open-end funds and/or ETFs is a plus.
• Excellent academic credentials, writing skills, and interpersonal skills.

Education:

• Juris Doctor (JD) from an accredited law school.

Certifications:

• Admission to the State Bar (New York preferred).

Skills:

• Advanced knowledge of the Investment Company Act and Investment Advisers Act.
• Proficiency in drafting and reviewing fund formation documents and regulatory filings.
• Strong legal research and analytical abilities.
• Excellent writing and communication skills.
• Effective interpersonal and client management skills.
• Ability to handle complex legal matters and prioritize multiple tasks efficiently.
• Up-to-date knowledge of investment fund regulations and industry trends.

This Southern firm merged its way onto the New York scene. Now, with a New York-savvy full-service practice, this firm is competitive with many of the bigger firms in Manhattan, especially with respect to its tax practice. Although this firm does not offer the top of the line in terms of intra-office technology, it is consistently ranked as one of the most positive places to work with a law degree!