Investment Services Associate Attorney Job in San Francisco, CA Near Me - 341305 | BCGSearch.com

Investment Services Associate Attorney

Type Full-Time

Location California - San Francisco

Job ID AU93341305

Experience Level Midlevel Associate

Job Experience Min. 4 - Max. 7 Years

Ranking 4 : Medium to Large Business $$$$

Estimated Salary Highest Salary Band in the Market

Practice Areas Corporate - Asset / Investment ManagementCorporate - Securities and Capital Markets

2024-08-01 23:16:09

A law firm in San Francisco, CA, is seeking an Investment Services Associate Attorney with 4-7 years of experience in managing legal matters related to registered investment companies and investment advisers. The ideal candidate will have a strong background in handling transactions, particularly investment company reorganizations and mergers. Experience with mutual funds, exchange-traded funds (ETFs), closed-end funds, and independent trustees and directors is essential. The candidate should possess a J.D. degree with strong academic credentials and be admitted to (or in the process of becoming admitted to) the applicable jurisdiction.

Duties:

  • Lead or play a key role in transactions involving investment company reorganizations, mergers, and other significant investment activities.
  • Provide expert legal advice on matters related to mutual funds, ETFs, closed-end funds, and independent trustees and directors.
  • Manage multiple complex legal matters simultaneously, ensuring effective and timely resolution.
  • Draft, review, and negotiate legal documents related to fund formation, registration, and compliance.
  • Advise clients on regulatory and compliance matters under federal securities laws, including the Investment Company Act of 1940 and the Securities Act of 1933.
  • Conduct comprehensive legal research and analysis to support compliance and transactional strategies.
  • Collaborate with clients and internal teams to develop and implement legal strategies.
  • Stay current with developments in securities laws and regulations affecting investment services.

Requirements:

  • 4-7 years of experience with registered investment companies, investment advisers, and regulatory and compliance matters.
  • Proven ability to lead or play a significant role in investment company reorganizations and mergers.
  • Experience with mutual funds, ETFs, closed-end funds, and independent trustees and directors.
  • Demonstrated experience managing multiple complex matters concurrently.
  • J.D. degree with strong academic credentials.
  • Admitted to (or in the process of becoming admitted to) the California State Bar.

Education:

  • Juris Doctor (J.D.) degree from an accredited law school.

Certifications:

  • Admission to (or steps taken to become admitted to) the California State Bar.

Skills:

  • Expertise in federal securities laws, including the Investment Company Act of 1940 and the Securities Act of 1933.
  • Strong experience with mutual funds, ETFs, closed-end funds, and independent trustees and directors.
  • Excellent legal drafting, negotiation, and analytical skills.
  • Ability to manage multiple complex matters simultaneously.
  • Strong client management and interpersonal skills.
  • Effective communication and teamwork abilities.
  • High attention to detail and organizational skills.

This mid-sized, East Coast law firm practices within three general areas of the law: corporate, labor and employment, and litigation. Their clients range from Fortune 500 companies to small businesses and individuals. The firm is structured as a partnership and governed in a democratic manner. Associates have the opportunity to accept as much responsibility as they merit. Their pay structure is competitive and their system of merit-based bonuses allows associates to avoid lock-step compensation. In addition, attorneys strive to help develop the careers of their associates by their open and supportive working atmosphere.

Your information will not be forwarded to any employers at this time. A recruiter will contact you with more information once our internal review of your resume is completed.

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