Corporate Securities Associate Attorney

A law firm in Cincinnati, OH is seeking a Corporate Securities Associate Attorney with expertise in securities law and capital markets transactions. The successful candidate will manage compliance with ’34 Act and ’33 Act regulations, handle public and private securities offerings, and provide counsel on corporate governance matters. The role requires a proactive and confident professional with a strong academic record and the ability to work collaboratively within a team.

Duties:

• Lead and manage compliance with ’34 Act and ’33 Act securities regulations, including the preparation and filing of necessary documents and disclosures.
• Facilitate and oversee capital markets transactions, including public and private offerings of equity, debt, and other securities.
• Provide legal guidance on corporate governance matters and ensure adherence to exchange listing requirements.
• Advise clients on regulatory issues such as Rule 144, Section 13, and Section 16, and offer strategic counsel on compliance and reporting obligations.
• Address matters related to executive compensation and provide legal support for compensation plans and disclosures.
• Draft, review, and negotiate securities-related documents, including registration statements, prospectuses, and other filings.
• Collaborate with clients, internal teams, and stakeholders to develop and implement effective legal strategies.
• Stay abreast of changes in securities laws and regulations to ensure accurate and up-to-date legal advice.

Requirements:

• Minimum of 3 years of experience in corporate securities law, focusing on securities compliance and capital markets transactions.
• Significant experience with public and private offerings of equity, debt, and other securities.
• Strong knowledge of corporate governance, exchange listing requirements, and securities regulations, including Rule 144, Section 13, and Section 16.
• Experience with executive compensation and related legal issues.
• Self-motivated, confident, and a team-oriented professional with excellent academic and professional credentials.
• Admission to practice law in the state of Ohio.

Education:

• Juris Doctor (JD) from an accredited law school.

Certifications:

• Admission to practice law in the state of Ohio.

Skills:

• Deep understanding of securities laws and regulations.
• Proven ability to manage complex capital markets transactions and compliance matters.
• Excellent drafting, negotiation, and communication skills.
• Strong analytical and problem-solving capabilities.
• Ability to work independently and collaboratively within a team.
• Detail-oriented with excellent organizational skills.
• Capacity to stay informed about evolving securities regulations and market trends.

Benefits:

• Medical, dental, and vision insurance.
• Life, accident, and disability insurance plans.
• 401(k) retirement benefits.
• Commuter benefits.
• Well-being programs.

Providing a full range of legal and advocacy services across a broad spectrum of industries, this law firm has offices throughout the U.S. and Shanghai. The firm has extensive experience in advising Asia-based businesses with various business-related matters. Founded over seven decades ago, the firm offers innovative solutions to clients' needs through the knowledge and skills of the attorneys and professionals of diverse backgrounds. The firm provides strategic recruiting and mentoring, networking opportunities, career development, and advancement programs. Providing a flexible and supportive environment where everyone can do their best work, the firm rewards employees not only for professional achievements but also for personal contributions to teamwork environment and cooperation among their colleagues. The firm is active in supporting local communities and providing pro-bono service. The firm and attorneys have numerous recognitions and awards for significant industry knowledge and experience and contributions to communities.