Senior Corporate Securities Associate Attorney or Counsel

A law firm in Philadelphia, PA, is seeking a Senior Corporate Securities Associate Attorney or Counsel. The ideal candidate will possess over 6 years of comprehensive experience in corporate securities law, including public company regulations, securities offerings, and corporate governance. This role requires a deep understanding of securities laws and regulations, along with strong technical and advisory skills.

Duties:

• Advise clients on compliance with public company regulations, including the Securities Act of 1933 and the Securities Exchange Act of 1934.
• Manage and oversee public and private offerings of securities, including drafting and reviewing registration statements and offering documents.
• Ensure adherence to national securities exchange listing rules and requirements.
• Prepare and file periodic reports on Forms 10-K, 10-Q, and 8-K.
• Draft and review proxy statements for annual and special shareholder meetings.
• Handle Section 16 Reporting, including Forms 3, 4, and 5, ensuring accuracy and compliance.
• Provide guidance on general corporate governance matters, such as drafting board resolutions, corporate policies, and press releases.
• Offer legal counsel on broker-dealer, FINRA, investment adviser, and fund formation matters as needed.
• Represent clients in regulatory investigations, compliance audits, and enforcement actions.
• Collaborate with other attorneys and professionals within the firm to deliver comprehensive legal services.

Requirements:

• Minimum of 6 years of in-depth experience in corporate securities law and corporate governance.
• Expertise in the Securities Act of 1933, the Securities Exchange Act of 1934, and related regulations.
• Proven experience with public and private securities offerings and knowledge of national securities exchange listing rules.
• Skilled in preparing and filing Forms 10-K, 10-Q, and 8-K, and drafting proxy statements.
• Proficient in Section 16 Reporting, including Forms 3, 4, and 5.
• Strong general corporate governance experience, including drafting board resolutions and policies.
• Experience with broker-dealer, FINRA, investment adviser, or fund formation is a plus.
• Bar admission required for the jurisdiction of practice.

Education:

• Juris Doctor (JD) degree from an accredited law school.

Certifications:

• Bar admission required for the jurisdiction of practice.

Skills:

• In-depth knowledge of securities law and corporate governance.
• Strong analytical, problem-solving, and decision-making abilities.
• Excellent drafting, legal writing, and communication skills.
• Ability to manage multiple projects and meet deadlines effectively.
• Proficiency in legal research and regulatory compliance.
• Strong interpersonal skills and ability to work collaboratively in a team environment.

Job Location:

• Philadelphia, PA

Benefits Offered:

• Competitive salary with performance-based bonuses.
• Comprehensive benefits package, including medical, dental, and vision insurance.
• 401(k) plan with employer contributions.
• Opportunities for professional development and career growth.
• Supportive and dynamic work environment.

A regional powerhouse firm with strong political history, this firm is regarded as the 15th Best Law Firm in the Mid-Atlantic. Associates value the work/life balance, the people, and the commitment to associate developments. The firm allows associates to work flexible hours while remaining omitted professionals. The firm?s focus is client and industry development, as well as collaborative culture, where each attorney ahs pledged to provide at least 25 hours of pro bono work. Compensation at this firm is competitive with peer firms in the region.