Senior Securities And Capital Markets Attorney

Job Overview:

A law firm in Buffalo, NY, is seeking a highly experienced Senior Securities and Capital Markets Attorney to join their team. The ideal candidate will bring over 8+ years of experience representing issuers and investment banks in both public and private securities offerings. This role demands strong expertise in compliance with the Securities Exchange Act of 1934, exchange listing standards, and corporate governance.

Key Responsibilities:

• Represent issuers and investment banks in public and private securities offerings, including initial public offerings (IPOs), secondary offerings, and private placements.
• Advise publicly traded companies on compliance with the Securities Exchange Act of 1934, SEC regulations, and exchange listing standards.
• Guide on corporate governance issues, including board and committee practices, executive compensation, and shareholder relations.
• Draft, review, and negotiate complex securities-related agreements, including underwriting agreements, registration statements, and disclosure documents.
• Conduct legal research and stay updated on relevant laws and regulations to ensure compliance and offer strategic advice to clients.
• Collaborate with other attorneys and professionals within the firm to deliver comprehensive legal solutions and achieve client objectives.
• Manage and mentor junior attorneys and support staff, fostering a collaborative team environment.
• Demonstrate a solid commitment to client service, displaying enthusiasm and initiative in all client interactions.

Requirements:

• A minimum of 8+ years of experience in securities and capital markets law, with a proven track record of representing issuers and investment banks.
• Extensive experience advising publicly traded companies on compliance with the Securities Exchange Act of 1934, exchange listing standards, and corporate governance.
• Relevant prior experience working in a law firm setting.
• Ability to work collaboratively in a team environment and contribute to a positive workplace culture.
• Strong work ethic and commitment to delivering high-quality legal services.
• Excellent oral and written communication skills.

Education and Certifications:

• Juris Doctor (JD) degree from an accredited law school.
• Admission to the Bar in New York State.

Skills:

• Expertise in securities law, capital markets, and corporate governance.
• Proficient in drafting and negotiating complex legal documents.
• Strong analytical and problem-solving skills.
• Ability to manage multiple projects and prioritize effectively.
• High level of client service orientation and initiative.
• Proven leadership and mentorship abilities.

Established toward the end of the nineteenth century, this distinguished New York-based law firm has three offices in the state and specializes in complex legal matters related to agriculture-food, dairy, and closely held businesses-private companies. It is comprised of a sizable group of seasoned attorneys and encourages community service, pro bono work, and diversity at the workplace.