Registered Funds Associate Attorney

Job Title: Registered Funds Associate Attorney
Job Location: Los Angeles, CA

Job Overview:
A prominent law firm is looking to add a talented associate attorney to its dynamic Financial Services team. The firm represents a wide array of clients within the financial services industry, from boutique firms to some of the largest global financial institutions. With over four decades of experience and innovation, the team is a leader in the investment fund sector, consistently recognized for excellence. The ideal candidate will have experience with registered investment companies, offering the opportunity to work on complex matters within an esteemed practice group.

Duties:

• Advise clients on matters related to registered investment companies, including compliance with the Investment Company Act and the Investment Advisers Act
• Provide legal support in the formation, management, and operation of various investment vehicles such as exchange-traded funds (ETFs), variable insurance products, and business development companies
• Assist in the regulatory aspects of investment advisers, commodities, and related areas
• Collaborate with clients and internal teams to provide strategic legal advice and solutions
• Participate in the preparation and filing of legal documents with regulatory agencies
• Work on a wide range of legal matters, including mergers, acquisitions, and restructurings in the financial services industry
• Maintain awareness of emerging regulations and trends in financial services law

Requirements:

• 3-6 years of experience in a similar role, with a focus on registered investment companies and related matters
• Comprehensive understanding of the Investment Company Act and the Investment Advisers Act
• Previous experience with exchange-traded funds, variable insurance products, business development companies, or commodities is highly advantageous
• Experience from a large law firm, in-house, or regulatory agency environment is preferred
• Strong analytical, research, and communication skills
• Ability to work independently while also contributing to a team environment

Education:

• Juris Doctor (JD) degree from an accredited law school

Certifications:

• Admitted to the Bar in California or eligible to obtain licensure

Skills:

• Expertise in financial services law, including registered investment companies
• Strong understanding of regulatory compliance and industry standards
• Excellent written and verbal communication skills
• Ability to manage multiple projects and deadlines efficiently
• Critical thinking and problem-solving abilities

Benefits:

• Competitive compensation package
• Comprehensive health, dental, and vision insurance
• Retirement plan options
• Paid time off and holidays
• Professional development and training opportunities
• Collaborative and supportive work environment

The Southern California law practice concentrates on a broad scope of complex commercial litigation matters. The law office employs eight practiced attorneys. All aspects of employment law disputes, intellectual property disputes, and real estate disputes are a few of their practice disciplines. Practice industries are wide-ranging. A number of their industries served include banking-financial services, real estate, oil-gas, entertainment, and shipping-transportation.