Investment Services Associate Attorney Job in New York City, NY Near Me - 341304 | BCGSearch.com

Investment Services Associate Attorney

Type Full-Time

Location New York - New York City

Job ID KMJU341304

Experience Level Midlevel Associate

Job Experience Min. 4 - Max. 7 Years

Ranking 4 : Medium to Large Business $$$$

Estimated Salary Highest Salary Band in the Market

Practice Areas Corporate - Asset / Investment ManagementCorporate - Securities and Capital Markets

2024-08-01 23:16:03

A law firm in New York City, NY, is seeking an Investment Services Associate Attorney with 4-7 years of experience in managing legal matters related to registered investment companies, investment advisers, and federal securities laws. The ideal candidate will have experience leading or playing a key role in transactions, particularly investment company reorganizations or mergers. Expertise with mutual funds, exchange-traded funds (ETFs), closed-end funds, and independent trustees and directors is essential. The candidate must possess a J.D. degree with strong academic credentials and be admitted to (or in the process of becoming admitted to) the applicable jurisdiction.

Duties:

  • Lead or play a key role in transactions related to investment company reorganizations, mergers, and other significant investment activities.
  • Provide legal advice and guidance on matters involving mutual funds, ETFs, closed-end funds, and independent trustees and directors.
  • Manage multiple legal matters simultaneously, ensuring effective and timely resolution of complex issues.
  • Draft, review, and negotiate legal documents related to fund formation, registration, and compliance.
  • Advise clients on regulatory and compliance matters under federal securities laws, including the Investment Company Act of 1940 and the Securities Act of 1933.
  • Conduct thorough legal research and analysis to support regulatory compliance and transactional strategies.
  • Collaborate with clients and internal teams to develop and implement effective legal strategies.
  • Stay up-to-date with developments in securities laws and regulations impacting investment services.

Requirements:

  • 4-7 years of experience with registered investment companies, investment advisers, and regulatory and compliance matters.
  • Ability to lead or play a significant role in investment company reorganizations and mergers.
  • Experience with mutual funds, ETFs, closed-end funds, and independent trustees and directors.
  • Proven track record of managing multiple complex matters concurrently.
  • J.D. degree with strong academic credentials.
  • Admitted to (or in the process of becoming admitted to) the New York State Bar.

Education:

  • Juris Doctor (J.D.) degree from an accredited law school.

Certifications:

  • Admission to (or steps taken to become admitted to) the New York State Bar.

Skills:

  • Expertise in federal securities laws, including the Investment Company Act of 1940 and the Securities Act of 1933.
  • Strong experience with mutual funds, ETFs, closed-end funds, and independent trustees and directors.
  • Excellent legal drafting, negotiation, and analytical skills.
  • Ability to handle multiple complex matters simultaneously.
  • Strong client management and interpersonal skills.
  • Effective communication and teamwork abilities.
  • High attention to detail and strong organizational skills.

This mid-sized, East Coast law firm practices within three general areas of the law: corporate, labor and employment, and litigation. Their clients range from Fortune 500 companies to small businesses and individuals. The firm is structured as a partnership and governed in a democratic manner. Associates have the opportunity to accept as much responsibility as they merit. Their pay structure is competitive and their system of merit-based bonuses allows associates to avoid lock-step compensation. In addition, attorneys strive to help develop the careers of their associates by their open and supportive working atmosphere.

Your information will not be forwarded to any employers at this time. A recruiter will contact you with more information once our internal review of your resume is completed.

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