Mid-Level Investment Management Regulatory Associate Attorney

A law firm in Washington, DC is seeking a Mid-Level Investment Management Regulatory Associate Attorney with 3-6 years of asset management regulatory experience. The ideal candidate will have a strong understanding of federal securities laws, particularly the Investment Advisers Act of 1940, and experience advising clients with global operations across diverse business sectors such as private equity, private credit, institutional separate accounts, wrap/model programs, and registered funds.

Job Details:

• Provide legal advice and regulatory guidance to clients on matters related to the Investment Advisers Act of 1940 and other federal securities laws.
• Counsel clients on compliance issues, regulatory filings, and disclosures.
• Conduct legal research and analysis on complex regulatory issues affecting investment advisers and asset managers.
• Draft and review legal documents, including registration statements, compliance policies, and advisory agreements.
• Assist clients in navigating regulatory examinations and enforcement actions.
• Collaborate with clients and internal teams to develop and implement compliance programs.
• Stay abreast of regulatory developments and industry trends impacting investment management.

Requirements:

• Juris Doctor (J.D.) degree from an accredited law school.
• Admission to the District of Columbia Bar in good standing.
• 3-6 years of experience practicing investment management regulatory law, preferably at a large law firm, in-house legal department, or regulatory agency.
• Deep knowledge of the Investment Advisers Act of 1940 and other relevant federal securities laws.
• Experience advising clients with global operations and diverse business structures in asset management, including private equity, private credit, and registered funds.
• Strong communication skills, both written and verbal, with the ability to communicate complex legal concepts effectively.
• Excellent analytical and organizational skills, with attention to detail.
• Ability to work independently and collaboratively within a team environment.
• Proactive approach to client service and a commitment to delivering high-quality legal advice.

Preferred Skills:

• Experience with SEC examinations and regulatory enforcement matters.
• Familiarity with international investment management regulations.
• Advanced degree (LL.M.) in Securities Regulation or related field is a plus.
• Certifications related to investment management compliance (e.g., CFA, CSCP) are advantageous.

Strategic mergers have spread this major East Coast firm's reach both nationwide and world wide. High salaries combined with a relaxed but purposeful working environment attract associates to DC, and the full service practice areas keep them busy. Within the profession, this firm is known to have some of the best litigators practicing in DC. High level work with a modest attitude, this firm offers unique opportunities for young associates.