Senior Securities And Capital Markets Attorney

Job Overview: A law firm in Rochester, NY, seeks a highly experienced and skilled Senior Securities and Capital Markets Attorney. The ideal candidate will have over 8+ years of experience in securities law, with a proven track record of representing issuers and investment banks in public and private securities offerings. This role requires a deep understanding of compliance with the Securities Exchange Act of 1934, exchange listing standards, and corporate governance. The attorney must work collaboratively in a team environment, demonstrating a solid work ethic and exceptional communication skills.

Duties and Responsibilities:

• Represent issuers and investment banks in public and private offerings of securities.
• Advise publicly traded companies on compliance with the Securities Exchange Act of 1934 and exchange listing standards.
• Guide corporate governance and related regulatory matters.
• Draft and review offering documents, registration statements, and other securities-related documents.
• Conducted due diligence and prepared related reports for securities transactions.
• Collaborate with internal teams and clients to ensure accurate and timely legal advice.
• Stay updated on securities laws and regulations changes to provide relevant and strategic counsel.
• Manage complex legal issues and provide solutions proactively and efficiently.
• Mentor and train junior attorneys and legal staff as needed.

Requirements:

• A minimum of 8+ years of experience in securities and capital markets law.
• Proven experience representing issuers and investment banks in securities offerings.
• Demonstrated expertise in compliance with the Securities Exchange Act of 1934 and exchange listing standards.
• Relevant prior experience in a law firm environment.
• Strong ability to work collaboratively in a team setting.
• Excellent oral and written communication skills.
• High level of enthusiasm for client service and initiative.

Education:

• Juris Doctor (JD) degree from an accredited law school.
• Admission to the bar in New York.

Certifications:

• None required, but certification in securities law or related areas is a plus.

Skills:

• In-depth knowledge of securities laws and regulations.
• Strong analytical and problem-solving skills.
• Ability to manage multiple priorities and complex legal issues.
• Proficiency in drafting and reviewing legal documents.
• Exceptional client service orientation and initiative.
• Ability to work effectively in a fast-paced, team-oriented environment.

This New York State firm offers business customers expertice in all major practice areas. Its clients include a distinguished list of banks, real estate, biotech, pharmaceutical and other companies. Despite the high quality of the work product, the work environment is relaxed and deliliberately collegial. Attorneys often work on each others' cases to help solve problems expeditiously and with as much intellectual input as possible. Pay scales are competitive for the region.