Senior Securities Associate Attorney

A highly regarded New York City-based law firm is seeking an accomplished Senior Securities Associate to join its well-established practice. This role is ideal for an attorney with a strong background in securities law and regulatory compliance, offering the opportunity to work closely with high-profile clients and develop long-term professional relationships. While an existing book of business is not required, this position provides a future pathway to building and managing client accounts.

Key Responsibilities:

• Client Engagement & Advisory – Cultivate and maintain long-term client relationships, serving as a trusted legal consultant on complex securities matters.
• Regulatory & Compliance Counsel – Guide securities regulations, corporate governance, and financial compliance issues.
• Securities Transactions & Risk Mitigation – Structure and negotiate securities transactions while assessing potential regulatory risks and ensuring compliance with applicable laws.
• Litigation Support – Work with the firm’s litigation team to provide strategic insights in securities disputes; experience in financial services litigation is a plus.
• Interdisciplinary Collaboration – Partner with attorneys across multiple practice areas to deliver comprehensive legal solutions for institutional and corporate clients.
• In-Office Engagement – Participate in a collaborative and dynamic work environment, with an expectation to be on-site in the New York City office four days per week.

Qualifications & Experience:

• 5+ years of experience practicing securities law, with a preference for candidates from top-tier law firms or in-house legal departments.
• Strong knowledge of SEC regulations, compliance protocols, and corporate financial structuring.
• Proven ability to develop and sustain client relationships through strategic communication and exceptional service.
• Experience handling complex securities transactions and regulatory compliance matters.
• Prior involvement in financial services litigation is advantageous.
• Active New York State Bar membership is required.

Compensation & Benefits:

• 401(k) retirement plan with firm contributions.
• Comprehensive health and dental coverage to support employee well-being.
• Disability insurance for financial security.
• Career advancement opportunities, with the potential to take on a book of business in the future.

This law firm offers litigation services to insurance companies and financial institutions. Their areas of practice include cyber law, environment law, labor and employment, professional liability litigation, securities litigation, surety, directors and officers, reinsurance, and intellectual property. Their offices are located in New York, New Jersey, Connecticut, Texas, Colorado, Illinois, Florida, and California.