Financial Services Regulatory Attorney

A law firm in Cincinnati, OH, is seeking a knowledgeable Financial Services Regulatory Attorney to join their team. The ideal candidate will have substantial experience in financial institution and regulatory counsel, with a focus on consumer finance regulatory law and mortgage broker counsel. Experience in traditional, non-traditional, and FinTech financial solutions is highly valued, along with a background in regulatory relations including licensing and applications.

Duties:

• Provide legal counsel to financial institutions and clients on regulatory matters related to consumer finance and mortgage brokering.
• Advise on compliance with financial regulations, including those impacting traditional, non-traditional, and FinTech financial solutions.
• Manage regulatory relations, including licensing and application processes.
• Conduct legal research and analysis to support regulatory compliance and strategic decision-making.
• Develop and implement strategies to address regulatory issues and ensure adherence to applicable laws.
• Draft and review legal documents, including contracts, agreements, and regulatory filings.
• Represent clients in interactions with regulatory agencies and other stakeholders.
• Stay current on regulatory changes and industry trends to provide timely and relevant advice.

Requirements:

• Significant experience in financial institution counsel and regulatory counsel.
• Expertise in consumer finance regulatory law and/or mortgage broker counsel.
• Experience working with traditional, non-traditional, and FinTech financial solutions.
• Experience in regulatory relations, including licensing and applications, is a plus.

Education:

• Juris Doctor (J.D.) degree from an American Bar Association accredited law school.

Certifications:

• Admission to the Bar in the relevant jurisdiction(s).

Skills:

• In-depth knowledge of financial regulations and compliance requirements.
• Strong legal research, analytical, and problem-solving skills.
• Excellent written and verbal communication skills.
• Ability to develop and implement effective regulatory strategies.
• Experience managing regulatory relations and licensing processes.
• Proficiency in drafting and reviewing complex legal documents.
• Strong organizational skills and attention to detail.
• Ability to stay current on regulatory developments and industry trends.

Benefits Offered:

• Competitive salary.
• Comprehensive benefits package including medical (HSA with employer contribution or PPO options), dental, vision, and life insurance.
• Short- and long-term disability coverage.
• Various parental leave options.
• Well-being/EAP programs.
• Sick and vacation time.
• Generous 401(k) retirement package.

This large full-service firm has offices throughout Ohio and other states along the Eastern seaboard. Associates can expect ongoing training at the departmental level and a strong, viable mentoring program, along with quick responsibilities and client contact. It is not unusual for first- and second-year litigators to take and defend depositions. The firm culture is very collegial and informal, and associates seem more cooperative than competitive. Compensation is competitive with that of other major firms in comparable metropolitan areas. In addition, associates are eligible to participate in the firm's profit-sharing plan after they complete two years of eligibility service with the firm. A recent infusion of capital and attorneys has caused substantial growth and promises future expansion.