Securities Enforcement Defense Attorney

Job Overview

A distinguished law firm is seeking a senior-level associate or counsel to join its Securities Enforcement Defense team. The ideal candidate will have extensive experience handling securities enforcement matters, including SEC and FINRA examinations and investigations. 

Location

• Roseland, NJ

Duties

• Handle securities enforcement defense matters, including SEC and FINRA examinations and investigations.

• Provide legal counsel and representation in regulatory inquiries and enforcement proceedings.

• Conduct legal research and draft memoranda, motions, and other legal documents.

• Develop litigation strategies and represent clients in court proceedings, if necessary.

• Advise clients on compliance with securities laws and regulations.

• Collaborate with partners and other legal professionals on complex cases.

Requirements

• Minimum of 4 years of experience in securities enforcement defense.

• Experience with SEC and FINRA examinations and investigations preferred.

• Litigation experience is a plus.

• Strong research, analytical, and problem-solving skills.

• Excellent verbal and written communication skills.

Education

• Juris Doctor (J.D.) from an accredited law school.

Certifications

• Admission to a state bar is required.

• Preference for candidates admitted to the New York and/or New Jersey Bar.

Skills

• Strong knowledge of securities laws and regulations.

• Ability to manage multiple cases and deadlines effectively.

• Detail-oriented with excellent organizational skills.

• Ability to work independently and collaboratively in a team setting.

Benefits

• Discretionary bonuses.

• Life, health, accident, and disability insurance.

• Health savings accounts and flexible spending accounts.

• 401(k) retirement plan.

• Professional development opportunities in a collaborative and inclusive work environment.