Registered Funds Associate Attorney

A law firm seeks a Registered Funds Associate with 3 to 6 years of experience in working with registered investment companies to join its esteemed Financial Services group. This team is recognized as a leading advisor to various financial service entities, asset managers, and investment funds, representing a diverse clientele from emerging start-ups to major financial institutions.

Duties:

• Provide legal counsel on matters related to registered investment companies, including compliance with the Investment Company Act and Investment Advisers Act.
• Assist clients in navigating regulations concerning exchange-traded funds, variable insurance products, and business development companies.
• Collaborate with financial services firms and investment funds to develop innovative solutions and strategies.
• Conduct thorough legal research and analysis to support clients’ needs and ensure adherence to regulatory requirements.

Requirements:

• 3 to 6 years of experience in the field of registered investment companies.
• In-depth knowledge of the Investment Company Act and Investment Advisers Act.
• Experience with exchange-traded funds, variable insurance products, business development companies, investment advisers, and/or commodities is advantageous.
• Experience at a large law firm, in-house, or with a regulatory agency is preferred.

Education:

• Juris Doctor (J.D.) degree from an accredited law school.

Certifications:

• Admission to the bar in good standing for the relevant jurisdiction.

Skills:

• Strong analytical and research capabilities, with a keen eye for detail.
• Excellent written and verbal communication skills, facilitating clear interaction with clients and team members.
• Ability to work collaboratively within a team-oriented environment.
• Proficiency in navigating complex regulatory landscapes and providing strategic legal advice.

Benefits:

• Comprehensive health and wellness benefits.
• Opportunities for professional development and growth within the firm.
• A supportive and inclusive workplace culture.

This multipractice, international firm has more than 700 lawyers across 11 U.S. and European offices. It offers services in more than 30 practice areas and industry concentrations. The San Francisco office is one of the smaller offices, but it is growing and very important to the success of the entire firm. Compensation and billable hours requirements are on a level with other firms of this size.