Registered Funds Associate Attorney

Job Overview: A law firm located in New York City seeks a Registered Funds Associate Attorney with 3-6 years of experience in registered investment companies. The ideal candidate will possess a strong understanding of relevant regulations and demonstrate the ability to navigate complex legal frameworks.

Duties:

• Provide legal counsel on compliance with the Investment Company Act and Investment Advisers Act.
• Assist clients with matters related to exchange-traded funds, variable insurance products, and business development companies.
• Draft and review regulatory filings and agreements.
• Support business development efforts by preparing legal materials and presentations.
• Collaborate with internal teams to ensure compliance and risk management.
• Conduct legal research and analysis on emerging trends in the funds industry.

Requirements:

• 3-6 years of experience in a legal capacity related to registered investment companies.
• Comprehensive knowledge of the Investment Company Act and Investment Advisers Act.
• Familiarity with exchange-traded funds and variable insurance products.

Education:

• Juris Doctor (JD) from an accredited law school.

Certifications:

• Admitted to practice law in New York.

Skills:

• Strong analytical and problem-solving skills.
• Excellent written and verbal communication abilities.
• Ability to work collaboratively in a fast-paced environment.
• Detail-oriented with strong organizational skills.

A recent merger has put this firm on the map on a global scale, although the firm's reputation is rather regional. Very much substance over form, this firm boasts international clientele and a sizable New York office without much fanfare of notoriety. We like this firm because, with a the headquarters in a smaller legal market, the philosophy of the firm is more lifestyle oriented than some of the large New York firms. Although associates won't get as many oohs and ahs after pulling out their business card, the sophistication of work and glamour factor with the international clientele competes with some of the big New York shops. For associates willing to forgo a bit in salary, the more than adequate New York office is the best of both worlds in terms of work and lifestyle.