Mid-Senior Level Capital Markets Associate Attorney

Job Overview

A law firm is seeking a mid-Senior-Level Capital Markets Associate Attorney to join its team in Charlotte, NC. This role involves providing legal expertise and support in public and private equity offerings, including initial and follow-on offerings, and handling ongoing reporting requirements for public companies. The ideal candidate will have a solid academic background, excellent client management skills, and the ability to draft and negotiate complex legal documents.

Job Duties

• Manage and execute public and private equity offerings, including IPOs and follow-on offerings.
• Prepare and review proxy and S-4 registration statements concerning business combination transactions.
• Interface with the SEC and other regulatory bodies.
• Advise clients on ongoing reporting requirements under the ’34 Act for public companies, including 10-Ks, 10-Qs, 8-Ks, and proxy statements.
• Represent both issuers and underwriters in various transactions.
• Provide legal counsel on SPACs, REITs, and debt offerings.
• Offer day-to-day advice to public companies on corporate governance matters.
• Retain and grow existing client relationships.
• Negotiate and draft complex legal documents.

Requirements

• 4+ years of experience in public and private equity offerings.
• Experience with SEC regulations and ongoing reporting requirements for public companies.
• Experience representing both issuers and underwriters is beneficial.
• Experience with SPACs, REITs, and debt offerings is helpful.
• Strong client management skills and the ability to retain and grow existing clients.
• Admission to one or more State Bars is required.

Education

• Juris Doctor (JD) from an accredited law school.
• Strong academic background.

Certifications

• Admission to one or more State Bars.

Skills

• Excellent drafting and negotiation skills.
• Strong client management and interpersonal skills.
• Ability to work effectively with regulators.
• In-depth knowledge of SEC regulations and corporate governance matters.
• Detail-oriented with strong analytical and problem-solving skills.

Benefits

• Discretionary bonus
• Health insurance with optional HSA
• Short-term disability
• Long-term disability
• Dental Insurance
• Vision care
• Life insurance
• Healthcare and Dependent Care Flexible Spending Accounts
• 401K
• Vacation and sick time
• Employee assistance program
• Additional voluntary programs: voluntary accident insurance, voluntary life, voluntary disability, voluntary long-term care, voluntary critical illness and cancer insurance, and pet insurance.

Job Location

• Charlotte, NC