Investment Management Associate Attorney

A law firm seeks an experienced Investment Management Associate Attorney to join its team in Philadelphia, PA. The ideal candidate will have 3-8 years of experience in the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, and related regulations. This is an excellent opportunity to work with a top-tier practice group, gaining valuable experience while contributing to the growth and success of a dynamic legal team.

Duties:

• Advise and represent registered investment companies on regulatory matters, including compliance with the Investment Company Act of 1940 and the Investment Advisers Act of 1940.
• Prepare, review, and assist with the filing of registration statements and offering documents.
• Draft and review board meeting materials, investment management agreements, and related legal documents.
• Provide counsel on a range of securities law issues, including the Securities Act of 1933 and the Securities Exchange Act of 1934.
• Collaborate with senior attorneys and clients on complex legal matters in investment management.
• Stay updated on regulatory changes and provide strategic insights to clients.
• Handle client communications, providing legal guidance and ensuring compliance with all applicable regulations.

Requirements:

• 3-8 years of experience in investment management law, including knowledge of the Investment Company Act of 1940, Investment Advisers Act of 1940, and related securities regulations.
• Experience in drafting and reviewing registration statements, offering documents, and investment management agreements.
• Strong writing skills with exceptional attention to detail.
• Excellent problem-solving attitude, intrinsic motivation, and strong academic credentials.
• Ability to work collaboratively in a team environment and manage multiple priorities effectively.
• A proactive approach to client management and case handling.
• Strong communication skills for providing clear legal advice to clients.

Education:

• Juris Doctor (JD) from an accredited law school.

Certifications:

• Active membership in the state bar where the attorney is practicing (Pennsylvania preferred).

Skills:

• In-depth knowledge of the Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Act of 1933, and Securities Exchange Act of 1934.
• Experience with the preparation of registration statements, offering documents, and investment management agreements.
• Excellent legal writing, research, and analytical skills.
• Strong organizational and time-management abilities.
• Ability to work independently and in a collaborative environment.
• Client-focused with a proactive approach to legal problem-solving.

Benefits:

• Comprehensive health, dental, and vision insurance.
• Life, accident, and disability insurance.
• 401(k) retirement plan with employer contributions.
• Competitive compensation package including productivity and discretionary bonuses.
• Paid time off (PTO) and annual performance reviews.
• Hybrid work options, with flexibility to work remotely and in the office.
• Opportunities for professional growth and development within a collaborative environment.

A Vault 100 firm widely cited for its outstanding mentorship opportunities for new associates and for its prestigious clientele, associates also applaud its impressive pro-bono policies, which consider pro-bono work just as important as billable work in calculating bonuses and advancement. They also cite mobility within the firm and say that lower-level associates often work closely with partners on projects, making growth opportunities abundant to those looking for career development.