Investment Management Associate Attorney

A law firm seeks a skilled and detail-oriented Investment Management Associate Attorney to join its Chicago office. The ideal candidate will have 3-8 years of experience working with investment companies, including expertise in the Investment Company Act of 1940, the Investment Advisers Act of 1940, and related securities regulations. This is a unique opportunity to contribute to a growing practice, manage high-profile investment management matters, and collaborate with a team of professionals dedicated to excellence.

Duties:

• Advise registered investment companies on regulatory matters involving the Investment Company Act of 1940, the Investment Advisers Act of 1940, and other related securities regulations.
• Draft, review, and assist with the filing of registration statements and offering documents.
• Prepare board meeting materials, investment management agreements, and other related documents.
• Provide legal counsel on compliance with securities laws and regulations affecting investment management.
• Manage client relationships, providing clear and timely advice on complex legal matters.
• Keep clients and internal teams updated on developments in relevant laws and regulations.
• Collaborate with senior attorneys to develop strategies for handling complex cases.

Requirements:

• 3-8 years of experience in investment management law, including knowledge of the Investment Company Act of 1940 and the Investment Advisers Act of 1940.
• Experience representing registered investment companies and preparing regulatory filings and legal documents.
• Strong written communication skills with exceptional attention to detail.
• A problem-solving, proactive attitude, and strong intrinsic motivation.
• Ability to work collaboratively with others while managing multiple responsibilities.
• Excellent academic credentials.
• Ability to handle complex legal issues with precision and clarity.
• Admission to the bar in the jurisdiction where the attorney practices (Illinois preferred).

Education:

• Juris Doctor (JD) from an accredited law school.

Certifications:

• Active membership in the Illinois State Bar (or eligibility to practice in Illinois).
• Additional bar certifications in other jurisdictions are a plus.

Skills:

• In-depth knowledge of investment management law, including key statutes such as the Investment Company Act of 1940.
• Ability to draft and review regulatory filings, including registration statements and offering documents.
• Strong legal research and writing skills.
• Ability to communicate complex legal concepts effectively with clients and colleagues.
• Exceptional organizational and time management skills.
• Strong client service orientation and attention to client needs.

Benefits:

• Comprehensive health, dental, and vision insurance.
• Life insurance, long-term and short-term disability coverage.
• Health Savings Accounts (HSA) and Flexible Spending Accounts (FSA).
• 401(k) retirement plans with employer contributions.
• Competitive bonuses based on performance.
• Paid parental leave and family support benefits.
• Opportunities for professional development through mentoring and growth programs.
• Hybrid work schedule, with two days in the office each week.
• Paid annual fees for state bar registration and up to two professional association memberships.

A Vault 100 firm widely cited for its outstanding mentorship opportunities for new associates and for its prestigious clientele, associates also applaud its impressive pro-bono policies, which consider pro-bono work just as important as billable work in calculating bonuses and advancement. They also cite mobility within the firm and say that lower-level associates often work closely with partners on projects, making growth opportunities abundant to those looking for career development.