Capital Markets/Fintech/Securities Associate Attorney

A law firm based in Palo Alto, CA, is seeking a highly motivated Capital Markets/Fintech/Securities Associate Attorney with 3-6 years of experience to join their team. The ideal candidate will possess a thorough understanding of U.S. securities laws and demonstrate expertise in advising clients on equity and debt capital markets transactions, SEC reporting, and general corporate matters. Additionally, the candidate should have a keen interest in cutting-edge FinTech work and prior experience in the FinTech sector. Strong academic credentials, client management skills, and a drive for achievement are essential for success in this role.

Duties:

• Provide legal guidance and support to clients on public and private company equity and debt capital markets transactions.
• Advise clients on SEC reporting requirements and ensure compliance with relevant regulations.
• Counsel public and private companies on various financings and general corporate matters.
• Conduct legal research and analysis related to securities laws and FinTech regulations.
• Draft and review legal documents, including contracts, agreements, and prospectuses.

Requirements:

• Juris Doctor (J.D.) degree from an accredited law school.
• Admission to the state bar and in good standing.
• 3-6 years of experience in capital markets, securities, or related practice areas.
• Familiarity with U.S. securities laws and regulations.
• Prior transactional and/or regulatory experience in the FinTech sector.
• Strong achievement drive and a track record of delivering high-quality work.
• Excellent written and verbal communication skills.
• Ability to manage multiple projects and deadlines effectively.

Certifications:

• Admission to the state bar.

Skills:

• Thorough understanding of U.S. securities laws and regulations.
• Ability to provide strategic legal advice to clients.
• Strong analytical and problem-solving skills.
• Attention to detail and accuracy in legal documentation.
• Proficiency in legal research tools and databases.
• Client management and interpersonal skills.
• Ability to thrive in a fast-paced and dynamic work environment.
• Team player with a collaborative approach to work.

Preferred:

• Relevant law firm experience from an AmLaw 50 firm.

Lauded as an excellent firm for which to work, this firm has been cited as a top firm for minority and diversity hiring. In the same vein, the firm is praised for its open culture and the wonderful individuals who make it up. Throughout its history, the firm has featured excellent real estate, business, litigation, tax, and employment practices, with the latter being an especially strong suit. With its origins in Los Angeles, the firm has offices across the world and industry-leading clients from over 80 countries, but has not lost its open and friendly culture.