Mid-Level Investment Management Regulatory Associate Attorney

A law firm in Washington, DC is seeking a talented and experienced Mid-Level Investment Management Regulatory Associate Attorney with 4-6 years of asset management regulatory experience. The ideal candidate will possess a strong understanding of federal securities laws, particularly the Investment Advisers Act of 1940, and have experience advising clients with global operations and diverse businesses. Experience in a large law firm, in-house, or regulatory agency is required, along with strong communication, analytical, and organizational skills.

Duties and Responsibilities:

• Provide legal counsel on regulatory matters related to investment management, including compliance with the Investment Advisers Act of 1940.
• Advise clients with global operations on regulatory issues affecting private equity, private credit, institutional separate accounts, wrap/model programs, and registered funds.
• Draft, review, and negotiate various regulatory documents and compliance materials.
• Conduct legal research and analysis on federal securities laws and other relevant regulations.
• Develop and implement strategies to address complex regulatory and compliance issues.
• Assist clients in responding to regulatory inquiries and examinations.
• Collaborate with internal teams and clients to ensure adherence to regulatory requirements and best practices.
• Stay current on changes in securities laws and regulations, and provide guidance on their implications for clients.

Requirements:

• 4-6 years of experience in asset management regulatory matters, with a strong understanding of federal securities laws and the Investment Advisers Act of 1940.
• Experience working in a large law firm, in-house, or regulatory agency.
• Proven ability to advise clients with global operations and diverse business models.
• Strong communication, analytical, and organizational skills.
• Experience advising on a variety of investment management issues, including private equity, private credit, institutional separate accounts, wrap/model programs, and registered funds.

Education:

• Juris Doctor (JD) degree from an accredited law school.

Certifications:

• Admission to the Bar in Washington, DC, or eligibility for admission.

Skills:

• In-depth knowledge of the Investment Advisers Act of 1940 and other federal securities laws.
• Excellent legal research, drafting, and analytical skills.
• Strong communication skills, with the ability to articulate complex legal concepts to clients and colleagues.
• Exceptional organizational skills and attention to detail.
• Proven ability to handle multiple projects and deadlines effectively.

Strategic mergers have spread this major East Coast firm's reach both nationwide and world wide. High salaries combined with a relaxed but purposeful working environment attract associates to DC, and the full service practice areas keep them busy. Within the profession, this firm is known to have some of the best litigators practicing in DC. High level work with a modest attitude, this firm offers unique opportunities for young associates.